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Director-Retirement Compliance (J5242)
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BarkerGilmore, LLC
Salary: Base & Bonus
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Los Angeles, CA |
01 Dec |
| Leading financial services company has a challenging new position for a Director, Retirement Compliance. The candidate will b... |
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Director, Compliance
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Howard-Sloan Professional...
Salary: Highly Competitive Salary...
|
Los Angeles, CA |
25 Nov |
| One of the nation's largest Insurance and Financial Services Companies is seeking a Compliance Director to manage the complia... |
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AML -- Director Litigation Services
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Not Disclosed
Salary: Base plus bonus
|
San Diego, CA |
11 Nov |
| SAN DIEGO OR LOS ANGLES
The AML Director will manage a team in the evaluation of Anti-Money Laundering Compliance progr... |
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Top Tier Law Firm seek Investment Management Associate
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The Boldon Group
Salary: Excellent
|
San Francisco, CA |
13 Nov |
| Our client is one of the largest law firms in the U.S.; known for a cordial work environment, great benefits, and diversity h... |
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Attorney with Hedge Fund Formation & Investment Management Experience
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The Boldon Group
Salary: Excellent
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San Francisco, CA, 94101 |
13 Nov |
| Our client is seeking an attorney with at least four and no more than seven years experience in all aspects of the fund manag... |
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Fixed Income Compliance Officer
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Barclays Global Investors...
Salary: Market Rate
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San Francisco, CA |
10 Oct |
| The Fixed Income Compliance Officer will be required to partner with the U.S. Fixed Income business to work proactively to ma... |
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Compliance Officer
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Objective Paradigm
Salary: Competitive based on expe...
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Denver, CO |
25 Nov |
| Our Client is at the leading edge of the "new" gas business. They specialize in natural gas solutions which include trading,... |
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Tax Manager / Washington, DC
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Integrated Management Res...
Salary: $90k-$150k
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Washington, DC |
13 Nov |
| Leading Accounting and Business Advisory Firm providing tax, assurance, and consulting services, is seeking a mid-level Tax M... |
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Bank Compliance Manager
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Not Disclosed
Salary: base plus sign on, annual...
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Washington DC Post Office, DC |
02 Oct |
| We are currently recruiting for bank compliance managers to fill positions in multiple locations; Utah, Washington DC and New... |
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Litigation Manager (J5244)
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BarkerGilmore, LLC
Salary: Base & Bonus
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Miami, FL |
01 Dec |
| BarkerGilmore has an exclusive search for a Litigation Manager for a leading national company. This is an outstanding leader... |
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Internal Auditor
|
Not Disclosed
Salary: Based on experience with...
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Chicago, IL, 60601 |
01 Dec |
| Qualified candidates will ensure that the firm is compliant with SEC rules and regulations. Independently conduct audit field... |
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Chief Compliance Officer
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Not Disclosed
Salary: Base salary, bonus and be...
|
Boston, MA |
18 Nov |
| Our client is a well established and well regarded global financial services firm who has engaged us to find a CCO for a newl... |
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Branch Office Manager
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Not Disclosed
Salary: 100K
|
Jersey City, NJ |
21 Oct |
| Compliance branch office manager coming out of a insitutional side of firm.
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Trading surveillance compliance officer
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Not Disclosed
Salary: 75K
|
Hoboken, NJ |
21 Oct |
| Trading surveillance compliance officer
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Branch office manager - Compliance
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Not Disclosed
Salary: 100K base plus a bonus
|
Jersey City, NJ |
21 Oct |
| Branch office Compliance manager with Insitutional experience needed |
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Branch Office Manager (TBD)
|
Not Disclosed
Salary: 100k base
|
Jersey City, NJ |
21 Oct |
| • Must always adhere to high ethical standards in dispatching job responsibilities;
• Manage branch administrative responsib... |
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Compliance officer
|
Not Disclosed
Salary: 75K
|
USA-NJ-Jersey City |
16 May |
| Compliance officer |
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Tax Planning, Senior Counsel (R5231)
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BarkerGilmore, LLC
Salary: Base & Bonus
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Princeton, NJ |
02 Dec |
| Unique opportunity to join a world class organization and work with world class attorneys on domestic and international tax p... |
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M&A Counsel (R5232)
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BarkerGilmore, LLC
Salary: Base & Bonus
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Princeton, NJ |
02 Dec |
| Unique opportunity to join a world class organization and work with top tier attorneys on significant mergers and acquisition... |
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Sigma Global Services
|
Legend Global Search, Inc...
Salary: $125 + Bonus - flexible,...
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Franklin Lakes, NJ |
02 Dec |
| Sigma Global Services - Pharmaceutical Company |
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Compliance Office/Associate
|
Robert Half Int - Financi...
Salary: 80,000-100,000
|
Garden City, NY |
24 Oct |
| Robert Half Financial Services group works with some of the most prestigious companies in the Financial Services sector. We... |
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|
Supervisory Analyst/Editor- Contract role
|
Macquarie
Salary: Information not provided
|
USA-NY-New York City |
03 Dec |
| You will be editing, approving and publishing Macquarie research from the US and Asia. 3 Month contract position. |
|
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Senior Manager - Investment Data Management
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Not Disclosed
Salary: 150-225K
|
New York City, NY |
02 Dec |
| Growing professional services consulting firm with buy and sell side focus seeks your senior level investment data management... |
|
|
Chief Regulatory Officer
|
Legend Global Search, Inc...
Salary: $203K
|
Manhattan, NY, 10036 |
02 Dec |
| Chief Regulatory Officer - Financial Services, Investment Bank, and Asset Management Firm |
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|
AML - Surveillance Manager
|
Legend Global Search, Inc...
Salary: $118K +
|
New York, NY |
02 Dec |
| AML - Surveillance Manager - Financial Services Company |
|
|
Institutional Equity Compliance Officer - Regulatory Control Group
|
Legend Global Search, Inc...
Salary: $175K+
|
New York, NY, 10036 |
02 Dec |
| Institutional Equity Compliance Officer - Financial Services Company - Compliance, Risk Management |
|
|
Banking Policies and Procedures Writer
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
02 Dec |
| See job description below |
|
|
Financial Services Compliance Analyst
|
Not Disclosed
Salary: Competitive
|
New York, NY, 10022 |
01 Dec |
| BLOOMBERG PROFESSIONAL service and Bloomberg's media services provide real-time and archived financial and market data, pri... |
|
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Financial Analyst
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Proskauer Rose LLP
Salary: 80,001 - 150,000
|
New York, NY |
01 Dec |
| Proskauer Rose LLP, one the nation’s oldest law firms, provides top tier legal services to a broad range of clients across th... |
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|
Chief Operating Officer - Private Equity Firm
|
Not Disclosed
Salary: Very Competitive
|
New York, NY, 10023 |
01 Dec |
| Rapidly growing PE firm in NY is looking for a COO to help oversea all operations. |
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